-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TvdmAlHo5Wc9/pRahVr+UTHok2AhN8dQbF3o6Y4B8YDXc7EKS0lW6+XuUOPXN/2P rmRCxqiOqeNQr8AnRUnKhg== 0000922907-11-000086.txt : 20110210 0000922907-11-000086.hdr.sgml : 20110210 20110210162535 ACCESSION NUMBER: 0000922907-11-000086 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 GROUP MEMBERS: JAYHAWK CAPITAL MANAGEMENT, L.L.C. GROUP MEMBERS: JAYHAWK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. GROUP MEMBERS: JAYHAWK PRIVATE EQUITY GP, L.P. GROUP MEMBERS: KENT C. MCCARTHY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Sino Gas International Holdings, Inc. CENTRAL INDEX KEY: 0001326364 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 320028823 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81992 FILM NUMBER: 11592899 BUSINESS ADDRESS: STREET 1: NO. 18 ZHONG GUAN CUN DONG ST. STREET 2: HAIDIAN DISTRICT CITY: BEIJING, STATE: F4 ZIP: 100083 BUSINESS PHONE: 011-86-10-82600527 MAIL ADDRESS: STREET 1: NO. 18 ZHONG GUAN CUN DONG ST. STREET 2: HAIDIAN DISTRICT CITY: BEIJING, STATE: F4 ZIP: 100083 FORMER COMPANY: FORMER CONFORMED NAME: Dolce Ventures, Inc DATE OF NAME CHANGE: 20050506 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY FUND L P CENTRAL INDEX KEY: 0001367673 IRS NUMBER: 205004931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-5231 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 SC 13G/A 1 sched13ga_020911.htm sched13ga_020911.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

SCHEDULE 13G/A
Amendment No. 1


Under the Securities Exchange Act of 1934*
 

 
       Sino Gas International Holdings, Inc.      
     
(Name of Issuer)
     
             
                                      
Common Stock, par value $0.001 per share       
     
     
(Title of Class of Securities)
     
             
      82935T104      
     
(CUSIP Number)
     
             
       December 31, 2010      
       (Date of Event Which Requires Filing of this Statement)      
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]           Rule 13d-1(b)
[X]           Rule 13d-1(c)
[   ]           Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 
 
 

 


CUSIP No.
82935T104

 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
 
Jayhawk Private Equity Fund, L.P. (20-5004931)
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
 PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
3,662,456*
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
3,662,456*
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,662,456* (see Item 4)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.01%**
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
* Includes 475,987 shares of common stock, par value $0.001 per share, and 3,186,469 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report.
** Based on 27,312,636 outstanding shares of common stock, par value $0.001 per share, as reported by Sino Gas International Holdings, Inc. on its Form 10-Q filed on November 15, 2010.


 
 
 

 

CUSIP No.
82935T104

 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
 
Jayhawk Private Equity Co-Invest Fund, L.P. (20-5249125)
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
 PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
229,335*
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
229,335*
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
229,335* (see Item 4)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.83%**
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
* Includes 28,708 shares of common stock, par value $0.001 per share, and 200,627 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report.
** Based on 27,312,636 outstanding shares of common stock, par value $0.001 per share, as reported by Sino Gas International Holdings, Inc. on its Form 10-Q filed on November 15, 2010.


 
 
 

 

CUSIP No.                                                             82935T104

 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
 
Jayhawk Private Equity GP, L.P. (20-5005219)
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
 PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
3,891,791*
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
3,891,791*
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,891,791* (see Item 4)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.68%**
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
* Includes 475,987 shares of common stock, par value $0.001 per share, and 3,186,469 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report held by the Jayhawk Private Equity Fund, L.P. and 28,708 shares of common stock, par value $0.001, and 200,627 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report held by the Jayhawk Private Equity Co-Invest Fund, L.P.
** Based on 27,312,636 outstanding shares of common stock, par value $0.001 per share, as reported by Sino Gas International Holdings, Inc. on its Form 10-Q filed on November 15, 2010.

 
 
 

 

CUSIP No.                                                            82935T104

 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
 
Jayhawk Capital Management, L.L.C. (48-1172612)
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
 PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
3,891,791*
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
3,891,791*
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,891,791* (see Item 4)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.68%**
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
* Includes 475,987 shares of common stock, par value $0.001 per share, and 3,186,469 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report held by the Jayhawk Private Equity Fund, L.P. and 28,708 shares of common stock, par value $0.001, and 200,627 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report held by the Jayhawk Private Equity Co-Invest Fund, L.P.
** Based on 27,312,636 outstanding shares of common stock, par value $0.001 per share, as reported by Sino Gas International Holdings, Inc. on its Form 10-Q filed on November 15, 2010.

 
 
 

 


CUSIP No.
82935T104


 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
 
Kent C. McCarthy
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
 PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
3,891,791*
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
3,891,791*
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,891,791* (see Item 4)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.68%**
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
* Includes 475,987 shares of common stock, par value $0.001 per share, and 3,186,469 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report held by the Jayhawk Private Equity Fund, L.P. and 28,708 shares of common stock, par value $0.001, and 200,627 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report held by the Jayhawk Private Equity Co-Invest Fund, L.P.
** Based on 27,312,636 outstanding shares of common stock, par value $0.001 per share, as reported by Sino Gas International Holdings, Inc. on its Form 10-Q filed on November 15, 2010.
 
 

 

 
 
 

 

Item 4
Ownership:

The information below is as of December 31, 2010:

(a)  Amount beneficially owned:
1.  Jayhawk Private Equity Fund, L.P.: 3,662,456*
2.  Jayhawk Private Equity Co-Invest Fund, L.P.:  229,335**
3.  Jayhawk Private Equity GP, L.P.: 3,891,791***
4.  Jayhawk Capital Management, L.L.C.: 3,891,791 ***
5.  Kent C. McCarthy: 3,891,791 ***

(b)  Percent of class:
1.  Jayhawk Private Equity Fund, L.P.: 12.01%
2.  Jayhawk Private Equity Co-Invest Fund, L.P.: 0.83%
3.  Jayhawk Private Equity GP, L.P.: 12.68%
4.  Jayhawk Capital Management, L.L.C.: 12.68%
5.  Kent C. McCarthy: 12.68%

Percent of class is based on 27,312,636 outstanding shares of common stock, par value $0.001 per share, as reported by Sino Gas International Holdings, Inc. on its Form 10-Q filed on November 15, 2010.

(c)  Number of shares as to which the person has:

(i)      Sole power to vote or to direct the vote:
1.  Jayhawk Private Equity Fund, L.P.: 0
2.  Jayhawk Private Equity Co-Invest Fund, L.P.:  0
3.  Jayhawk Private Equity GP, L.P.: 0
4.  Jayhawk Capital Management, L.L.C.: 0
5.  Kent C. McCarthy: 0

(ii)    Shared power to vote or direct the vote:                                                                      
1.  Jayhawk Private Equity Fund, L.P.: 3,662,456*
2.  Jayhawk Private Equity Co-Invest Fund, L.P.:  229,335**
3.  Jayhawk Private Equity GP, L.P.: 3,891,791***
4.  Jayhawk Capital Management, L.L.C.: 3,891,791***
5.  Kent C. McCarthy: 3,891,791***

(iii)  Sole power to dispose or to direct the disposition of:  
1.  Jayhawk Private Equity Fund, L.P.: 0
2.  Jayhawk Private Equity Co-Invest Fund, L.P.:  0
3.  Jayhawk Private Equity GP, L.P.: 0
4.  Jayhawk Capital Management, L.L.C.: 0
5.  Kent C. McCarthy: 0

(iv)  Shared power to dispose or to direct the disposition of:
1.  Jayhawk Private Equity Fund, L.P.: 3,662,456*
2.  Jayhawk Private Equity Co-Invest Fund, L.P.:  229,335**
3.  Jayhawk Private Equity GP, L.P.: 3,891,791***
4.  Jayhawk Capital Management, L.L.C.: 3,891,791 ***
5.  Kent C. McCarthy: 3,891,791 ***

                                                                        
 
 

 


* Includes 475,987 shares of common stock, par value $0.001 per share, and 3,186,469 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report.

** Includes 28,708 shares of common stock, par value $0.001 per share, and 200,627 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report.

*** Includes 475,987 shares of common stock, par value $0.001 per share, and 3,186,469 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report held by the Jayhawk Private Equity Fund, L.P. and 28,708 shares of common stock, par value $0.001, and 200,627 convertible securities that are convertible into common stock, par value $0.001 per share, within 60 days of the filing of this report held by the Jayhawk Private Equity Co-Invest Fund, L.P.


Item 10
Certification:

By signing below each party certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 

 
 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, the parties below certify that the information set forth in this statement is true, complete and correct.

Dated:
February 10, 2011
 
 
     
       
    /s/ Kent C. McCarthy   
    Kent C. McCarthy  
       
       

 
Jayhawk Capital Management, L.L.C.
 
       
 
By:
/s/ Kent C. McCarthy  
 
   
Name:   Kent C. McCarthy
 
   
Title:     Manager
 
       
 
 
Jayhawk Private Equity GP, L.P.
 
       
   By:   
 Jayhawk Capital Management, L.L.C.,
 Its general partner
 
       
 
 
By: /s/ Kent C. McCarthy  
 
   
Name:  Kent C. McCarthy
 
   
Title:    Manager
 
       
 
 
Jayhawk Private Equity Fund, L.P.
 
       
 
By: 
 Jayhawk Private Equity GP, L.P.
 Its general partner 
 
       
     /s/ Kent C. McCarthy  
   
Name:  Kent C. McCarthy
 
   
Title:    Manager of Jayhawk Capital Management, LLC, the General Partner of Jayhawk Private Equity GP, L.P.
 
       
 
 
Jayhawk Private Equity Co-Invest Fund, L.P.
 
       
 
By:
Jayhawk Private Equity GP, L.P.
Its general partner
 
/s/ Kent C. McCarthy 
 
   
Name: Kent C. McCarthy
 
   
Title:  Manager Jayhawk Capital Management, LLC, the General Partner of Jayhawk Private Equity GP, L.P.
 
       
  
 
 
 
 
 

 
 

 

 
Exhibit A

 
AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G/A

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G/A (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of Sino Gas International Holdings, Inc., and further agree that this Agreement be included as an exhibit to such filings.

In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 10th day of February, 2011.
 
 
     
       
    /s/ Kent C. McCarthy   
    Kent C. McCarthy  
       
       

 
Jayhawk Capital Management, L.L.C.
 
       
 
By:
/s/ Kent C. McCarthy  
 
   
Name:   Kent C. McCarthy
 
   
Title:     Manager
 
       
 
 
Jayhawk Private Equity GP, L.P.
 
       
   By:   
 Jayhawk Capital Management, L.L.C.,
 Its general partner
 
       
 
 
By: /s/ Kent C. McCarthy  
 
   
Name:  Kent C. McCarthy
 
   
Title:    Manager
 
       
 
 
Jayhawk Private Equity Fund, L.P.
 
       
 
By: 
 Jayhawk Private Equity GP, L.P.
 Its general partner 
 
       
     /s/ Kent C. McCarthy  
   
Name:  Kent C. McCarthy
 
   
Title:    Manager of Jayhawk Capital Management, LLC, the General Partner of Jayhawk Private Equity GP, L.P.
 
       
 
 
Jayhawk Private Equity Co-Invest Fund, L.P.
 
       
 
By:
Jayhawk Private Equity GP, L.P.
Its general partner
 
/s/ Kent C. McCarthy 
 
   
Name: Kent C. McCarthy
 
   
Title:  Manager Jayhawk Capital Management, LLC, the General Partner of Jayhawk Private Equity GP, L.P.
 
       
  
 
 
 
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